Terms & Conditions
Keats Group LLC
Last updated: August 2026
Please read these Terms and Conditions (“Terms”) carefully before using www.keatsgroup.com (the “Site”), operated by Keats Group LLC (“Keats Group,” “we,” “us,” or “our”). By accessing or using the Site, you agree to be bound by these Terms. If you do not agree, please do not use the Site.
1. No Advice; Informational Purposes Only
The information provided on this Site is for general informational and educational purposes only and does not constitute financial, legal, tax, or investment advice. Nothing on this Site should be construed as a recommendation to buy, sell, or hold any security or to pursue any particular investment or financial planning strategy. Any investment or planning decisions should be made only after consulting with a qualified professional regarding your individual circumstances.
Keats Group LLC is a financial planning and wealth management firm. Rexford Cattanach is a fiduciary Investment Adviser Representative (“IAR”) of AdvisorShare Wealth Management (“ASWM”), an investment adviser registered with the U.S. Securities and Exchange Commission. Registration as an investment adviser does not imply any specific level of skill or training. Keats Group, Mr. Cattanach, and ASWM do not provide legal, accounting, or tax reporting advice.
2. No Client Relationship Created
Use of this Site, or submission of an inquiry through this Site, does not by itself create an advisory, client, or fiduciary relationship between you and Keats Group, Mr. Cattanach, or ASWM. Such a relationship is established only through execution of a written advisory agreement.
3. Electronic Communications
Email and other electronic communications sent through or in connection with this Site are not secure and cannot be guaranteed to be timely, complete, or virus-free. We cannot accept or act on email instructions to authorize, direct, or execute the purchase or sale of any security, wire transfer, or other financial transaction. Any such instruction must be confirmed with us verbally before we will act on it.
SMS Messaging Terms
By opting in to receive SMS messages from Keats Group LLC, you agree to receive text messages related to your inquiry, including appointment reminders, scheduling updates, service-related updates, and follow-up communications. Message frequency may vary. Message and data rates may apply. You may opt out of receiving SMS messages at any time by replying STOP. For assistance, reply HELP.
SMS consent is optional and is not required to submit a form, schedule an appointment, or receive services from Keats Group LLC.
Keats Group LLC does not sell, rent, or share mobile phone numbers, SMS consent, or SMS message data with third parties or affiliates for marketing or promotional purposes. Information is shared only with service providers as necessary to deliver our services.
4. Intellectual Property
All content on this Site, including text, graphics, logos, and images, is the property of Keats Group LLC or its licensors and is protected by copyright, trademark, and other intellectual property laws. You may view and print content from the Site for personal, non-commercial use only. You may not reproduce, distribute, modify, or create derivative works from any content on this Site without our prior written consent.
5. Third-Party Links
This Site may contain links to third-party websites, including newsletter or blog platforms, for your convenience. These links do not constitute an endorsement, and we are not responsible for the content, accuracy, or privacy practices of any third-party site. Access to such sites is at your own risk.
6. Disclaimer of Warranties
This Site and its content are provided “as is” and “as available,” without warranties of any kind, whether express or implied, including but not limited to warranties of accuracy, completeness, timeliness, merchantability, or fitness for a particular purpose. We do not warrant that the Site will be uninterrupted, error-free, or free of viruses or other harmful components.
7. Limitation of Liability
To the fullest extent permitted by law, Keats Group LLC, its owners, employees, and affiliates (including ASWM) shall not be liable for any direct, indirect, incidental, consequential, or special damages arising out of or related to your use of, or inability to use, this Site or its content, even if advised of the possibility of such damages.
8. No Warranty of Investment Results
Any performance data, examples, or illustrations referenced on this Site are for informational purposes only. Past performance is not indicative of future results. All investments involve risk, including the possible loss of principal, and there is no guarantee that any investment or financial planning strategy will be successful.
9. Governing Law
These Terms are governed by and construed in accordance with the laws of the State of Minnesota, without regard to its conflict-of-laws principles. Any disputes arising under these Terms shall be subject to the exclusive jurisdiction of the state and federal courts located in Minnesota.
10. Changes to These Terms
We may revise these Terms at any time by updating this page. Continued use of the Site after changes are posted constitutes your acceptance of the revised Terms. We encourage you to review this page periodically.
11. Severability
If any provision of these Terms is found to be unenforceable or invalid, that provision will be limited or eliminated to the minimum extent necessary, and the remaining provisions will remain in full force and effect.
12. Contact Us
If you have questions about these Terms, please contact us:
Keats Group LLC
Minneapolis–Saint Paul, MN
Phone: (651) 773-8400
Website: www.keatsgroup.com
Keats Group LLC is a financial planning and wealth management firm; Rexford Cattanach is a fiduciary Investment Adviser Representative of AdvisorShare Wealth Management (ASWM), an investment adviser registered with the U.S. Securities and Exchange Commission. Keats Group, Rexford Cattanach, and ASWM do not provide legal, accounting, or tax reporting advice.
Email communications cannot be relied upon to authorize, direct, or execute security purchases, sales, wire transfers, or other transactions; these must be confirmed verbally before execution.